servicesSRS is a strategy, risk management and regulatory compliance consulting firm focused exclusively on the Financial Services industry.

SRS’ mission is to assist clients resolve difficult, critical – often sensitive and, complex issues by providing pragmatic, executable and strategic advice.

The insights gained from the wealth of experience derived from assisting clients across the full spectrum of the Financial Services industry and in developing and implementing solutions to meet both clients’ and regulators objectives informs the approach SRS takes to each client assignment.

SRS focuses on: depository institutions, non-bank financials, non-bank lenders, insurance companies, payments intermediaries and product providers, technology and telecom providers, investors, law firms and other professional firms advising the Financial Services industry. In its
assignments, SRS often finds itself as an advisor to the advisors.


Areas of Professional Interest


Advisory Services

  • Director and Management
  • Regulatory Intelligence
  • Product Development
  • Strategy Development

Capital Markets

  • Product Development
  • Asset Validation *
  • Volcker Rule
  • Bank Owned Life Insurance



  • Counterparty Evaluation
  • Exam Preparation/Response
  • Transactional

Governance & Controls


  • Treasury Operations
  • Wholesale/Retail
  • ePayments/Mobile

Risk Management *

Transactional Support

  • Regulatory Applications
  • Control Transaction Support
  • Asset Purchase/Sale
  • Private Label/Co-brand Card

Litigation Support

  • Advisory Services
  • Expert Testimony


* in association with Allied Firms